First Amendment topicsAbout the First Amendment
Analysis
 
print this   Print         E-mail this article  E-mail this article

Head-scratching follows Garcetti ruling

By Tony Mauro
First Amendment Center legal correspondent
05.31.06

WASHINGTON — A day after the Supreme Court took a new direction in its First Amendment jurisprudence concerning public-employee speech, it is almost impossible to predict where the new path will lead.

In its 5-4 ruling yesterday in Garcetti v. Ceballos, the Court seemed definitively to place an entire category of speech outside the protection of the First Amendment: statements made by government employees in the course of their official duties.

But by also stating that government employees retain free-speech rights as citizens, and by giving a favorable nod to whistleblower-protection laws, the Court seemed to raise new questions and guarantee that this nettlesome area of law is far from settled, spawning a new generation of litigation.

“Refusing to recognize First Amendment claims based on government employees’ work product does not prevent them from participating in public debate,” wrote Justice Anthony Kennedy for the majority.

Among the questions the ruling leaves open: Will government employees be better off taking their complaints public first, instead of voicing their concerns to superiors? Did the Court really intend to embrace the notion that government workers should be protected least when they are speaking out about what they know the most, namely their own jobs? And should First Amendment protections turn on how a government job has been defined on paper, often a long-forgotten fiction?

“The Court seems to be saying that if you don’t know anything about a subject, you can speak freely about it,” said Robert O’Neil, director of the Thomas Jefferson Center for the Protection of Free Expression. “I don’t see this decision giving much guidance.”

And yet after yesterday's ruling, O’Neil and many other First Amendment advocates and analysts were left feeling that the high court had departed significantly from its traditional approach to government-employee speech, which included freedom of speech as one of the factors to be balanced in deciding whether an employee’s speech should be protected.

In its decision, the Court placed strong emphasis on the government interest in administrative efficiency and on “affording government employers sufficient discretion to manage their operations.” If it supported the whistleblower in the case, Kennedy wrote, the Court would “commit state and federal courts to a new, permanent, and intrusive role, mandating judicial oversight of communications between and among government employees and their superiors in the course of official business.”

Yale Law School professor Jack Balkin, writing on his Balkinization blog yesterday, said, “I am sympathetic to the Court's desire to reduce the burden of ad hoc balancing by creating a bright line rule of no protection. But in this case, the Court's decision doesn't really create a bright line rule, because the boundaries of what is within an employee's job description may turn out to be quite contestable, and will be contested in future cases.”

Balkin also said of government employees, “Whatever they do, they are pretty much screwed. So the effect of the Court's decision is to create very strong incentives against whistleblowing of any kind.”

Steve Shapiro, national legal director for the American Civil Liberties Union, also said, “In an age of excessive government secrecy, the Supreme Court has made it easier to engage in a government cover-up by discouraging internal whistleblowing.”

In the case before the Court, Los Angeles Deputy District Attorney Richard Ceballos determined that an affidavit by a deputy sheriff in a pending case contained falsehoods. He complained to superiors, but they decided to proceed with the prosecution. Ceballos continued to voice concerns, and he was eventually called as a witness by the defense.

Though he was not prevented from testifying about the improper conduct, Ceballos claimed he was demoted and punished with "freeway therapy" by being assigned to a remote office with a long commute. The 9th U.S. Circuit Court of Appeals ruled that Ceballos deserved First Amendment protection, because his speech, which amounted to whistle-blowing about government misconduct, was about a matter of public concern.

The case was argued twice before the Supreme Court, first while former Justice Sandra Day O'Connor was on the bench and again in March after Justice Samuel Alito Jr. took her place. Alito provided the fifth vote against Ceballos.

Kennedy, writing for the majority, said, "[W]hen public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes, and the Constitution does not insulate their communications from employer discipline."

Kennedy's ruling, while siding with former District Attorney Gil Garcetti, said government employees do retain some First Amendment rights as citizens, and he noted the existence of state and federal whistleblower-protection laws. “Exposing government inefficiency and misconduct is a matter of considerable significance,” Kennedy wrote, adding that whistleblower-protection laws were available to employees who want to speak out.

He also noted that for government lawyers, teachers and university professors, professional codes of conduct and other considerations including academic freedom could provide safeguards for speaking out.

But the four dissenting justices said Kennedy's opinion draws illogical lines that would lead to more litigation. Justice John Paul Stevens wrote, "It is senseless to let constitutional protection for exactly the same words hinge on whether they fall within a job description." Stevens also said the ruling could give employees the incentive to air their concerns publicly — with some First Amendment protection — before going to their superiors with the same concerns.

Justices David Souter, Ruth Bader Ginsburg and Stephen Breyer also dissented.

“[A] government paycheck does nothing to eliminate the value to an individual of speaking on public matters, and there is no good reason for categorically discounting a speaker's interest in commenting on a matter of public concern just because the government employs him,” wrote Souter. “Still, the First Amendment safeguard rests on something more, being the value to the public of receiving the opinions and information that a public employee may disclose."


Related

High court curbs whistleblower lawsuits

By 5-4 vote, justices say nation's 20 million public employees don't have carte blanche right to disclose government's inner workings. 05.30.06

Jury finds Del. state troopers were victims of retaliation

Three officers who had spoken out about problems at state police firing range win nearly $2 million in damages. 06.01.06

Excerpts from, reaction to Garcetti v. Ceballos

Quotes from and about Supreme Court's 5-4 ruling. 06.01.06

Quick look at Garcetti v. Ceballos
High court dissolves First Amendment protection for government-employee speech offered pursuant to official duties. 06.01.06

Del. troopers' $2 million retaliation victory thrown out
Federal judge finds jury verdict could not stand in light of U.S. Supreme Court's recent public-employee ruling in Garcetti v. Ceballos. 08.15.06

Calif. city ordinance violates employees' free-speech rights
Federal judge rules Victorville can't bar firefighters, others from talking in private with council members about work-related grievances. 03.09.07

High court decision restricts whistleblower rewards
Ruling against retired engineer who sued over fraud at nuclear-weapons plant means it'll be tougher for whistleblowers to claim cash rewards. 03.28.07

Garcetti strikes again: Ill. officer loses retaliation suit
By David L. Hudson Jr. 7th Circuit rejects police investigator's First Amendment claim, ruling he spoke more as employee than as citizen when he made allegations of possible corruption. 06.01.07

7th Circuit overturns damages for Wis. whistleblowers
Jury had awarded two Milwaukee police officers $170,000 who contended they were demoted after sparking investigation into police officials. 07.18.07

N.H. high court backs fired city assessor
Justices rule Claremont violated Steven Snelling's rights when it dismissed him in part because of comments he made in newspaper article. 07.23.07

Ex-professor can't sue Del. State University
Wendell Gorum had claimed he was fired in retaliation for exercising his free speech, but federal judge rules he had no First Amendment claim because he was acting as public employee. 02.18.08

6 First Amendment cases on fall docket
By Tony Mauro Topics involve campus military recruiting, hallucinogenic tea, public-employee speech, abortion protests. 09.26.05

Do-over: High court re-hears whistleblower case
By Tony Mauro Alito's vote might not be needed as tie-breaker as most justices appear ready to rule against First Amendment claim. 03.22.06

Teacher taught Miss. schools a free-speech lesson
By David L. Hudson Jr. Bessie Givhan's 1979 Supreme Court victory still resonates in public employee free-speech cases. 06.08.06

First Amendment eludes spotlight this term
By Tony Mauro When issue took center stage, court-watchers found rulings ‘a mixed bag.’ 07.06.06

Garcetti's palpable effect on public-employee speech
By David L. Hudson Jr. Supreme Court's ruling successfully invoked as agencies defend against critics from within. 05.29.07

3rd Circuit upholds damages for fired public employee
By David L. Hudson Jr. Post-Garcetti ruling in retaliation case could prove to be valuable precedent for other government workers. 04.19.08

5th Circuit reinstates Miss. jailers' job-retaliation lawsuit
By David L. Hudson Jr. Decision could affect other cases involving when employee speech is made as part of official job duties, how such determinations are made. 05.14.08

9th Circuit reinstates former school worker's retaliation claim
By David L. Hudson Jr. Split in federal appeals courts over how to interpret Garcetti may prompt high court to re-examine public-employee speech. 11.05.08

11th Circuit tosses Fla. man's retaliation suit
By David L. Hudson Jr. Three-judge panel rejects fired Ormond Beach worker's claim that he was speaking more as a citizen than public employee when he sent critical e-mail. 12.04.08

Court finds you can be fired for doing your duty
By David L. Hudson Jr. In another post-Garcetti ruling, judge agrees that police officer must report alleged misconduct but that speech isn't necessarily protected. 12.12.08

2005-06 Supreme Court case tracker

Garcetti & its aftermath: case analyses


Analysis/Commentary summary page
View the latest analysis and commentary throughout the First Amendment Center Online.



Last system update: Tuesday, June 18, 2013 | 23:12:47
 SEARCH  MORE
About this site
About the First Amendment
About the First Amendment Center
How to contribute
Video/RSS/podcasts
First Amendment programs
State of the First Amendment
reports

Religious liberty in public schools
First Reports
Supreme Court
Columnists
Experts
First Amendment publications
1 for All
First Amendment Center history
Glossary
Freedom Sings®
Events
Congressional Research Service reports
Guest editorials
The First Amendment
Library

Lesson plans
freedomforum.org
Newseum
Contact us
Privacy statement
Related links